Head of U.S. Dealer Execution Business - Credit MarketAxess Holdings, Inc.
New York, NY
About UsMarketAxess is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does ...
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New York,NY
About UsMarketAxess is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does
Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs
New York, NY
Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accompli ...
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New York,NY
Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accompli
Dealer Relationship Manager Truist Financial Corporation
Morristown, NJ
Develop and maintain dealer client relationships with key auto dealer personnel in order to meet or exceed contract volume, quality, and efficiency goals. Support dealer clients by uncovering and solv ...
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Morristown,NJ
Develop and maintain dealer client relationships with key auto dealer personnel in order to meet or exceed contract volume, quality, and efficiency goals. Support dealer clients by uncovering and solv
Senior Accountant - Banking/Broker Dealer Robert Half
New York, NY
Description Robert Half Financial Services is recruiting for a Senior Accountant role for a Banking and Broker Dealer firm located in midtown Manhattan. Our client requires a CPA and 1+ years of Publi ...
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New York,NY
Description Robert Half Financial Services is recruiting for a Senior Accountant role for a Banking and Broker Dealer firm located in midtown Manhattan. Our client requires a CPA and 1+ years of Publi
Audit Manager - Capital Markets/Broker Dealer RSM US LLP
New York, NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full p ...
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New York,NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full p
Assistant General Counsel, Broker-Dealer Attorney New York Life Insurance Company
New York, NY
**Location Designation:** [[cust_rolelocationdesignation]]When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want e ...
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New York,NY
**Location Designation:** [[cust_rolelocationdesignation]]When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want e
Assistant General Counsel, Broker-Dealer Attorney New York Life
New York, NY
Location Designation: Hybrid - 3 days per weekWhen you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to f ...
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New York,NY
Location Designation: Hybrid - 3 days per weekWhen you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to f
Compliance Officer-Swap Dealer/Security-Based Swap Dealer Natixis Corporate & Investment Banking
New York, NY
Job Description Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide ...
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New York,NY
Job Description Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide
Broker-Dealer Operations Specialist Guardian Life
New York, NY
The Operations Sr Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as all associated custody, clearance, and ord ...
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New York,NY
The Operations Sr Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as all associated custody, clearance, and ord
Intern, Dealer Network Development - MINI BMW Group
Woodcliff Lake, NJ
As an independent group of companies, the BMW Group has a commitment to creativity and breakthrough ideas that goes well beyond the racetrack. In order to continuously create ultimate driving machines ...
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Woodcliff Lake,NJ
As an independent group of companies, the BMW Group has a commitment to creativity and breakthrough ideas that goes well beyond the racetrack. In order to continuously create ultimate driving machines
Senior Audit Project Manager - Retail Broker-Dealer US Bank
New York, NY
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee ...
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New York,NY
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee
Swap Dealer Compliance VP State Street Bank & Trust Co.
New York, NY
Swap Dealer Compliance, Vice PresidentWho we are looking forSwap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of Securities Exchange ...
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New York,NY
Swap Dealer Compliance, Vice PresidentWho we are looking forSwap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of Securities Exchange
Commercial Broker Dealer Chief Compliance Officer - Sr. Director eSmartloan
New York, NY
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCommercial Broker Dealer Chief Compliance Officer - Sr. DirectorThe Sr. Director will be the Commercial Broker Dealer Chief Com ...
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New York,NY
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCommercial Broker Dealer Chief Compliance Officer - Sr. DirectorThe Sr. Director will be the Commercial Broker Dealer Chief Com
Associate General Counsel, Broker-Dealer/Investment Advisor Group Financial Industry Regulatory Authority, Inc.
New York, NY
This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring spe ...
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New York,NY
This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring spe
Compliance Monitoring & Testing - Swap Dealer Compliance Vice President Sumitomo Mitsui Financial Group, Inc.
New York, NY
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr ...
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New York,NY
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr
Compliance Monitoring & Testing - Swap Dealer Compliance Vice President SMBC
New York, NY
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr ...
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New York,NY
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr
Regulatory Advisory Manager - Broker Dealer 15c3-1/ 15c3-3 FORVIS, LLP
New York, NY
Regulatory Advisory Manager - Broker Dealer 15c3-1/ 15c3-3Location: New York, NY, USAApplyCompany Profile:At FORVIS, your career is designed with a purpose. We want our team members to thrive professi ...
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New York,NY
Regulatory Advisory Manager - Broker Dealer 15c3-1/ 15c3-3Location: New York, NY, USAApplyCompany Profile:At FORVIS, your career is designed with a purpose. We want our team members to thrive professi
BDC Representative (Automotive Dealer Group) Respect Auto Group
Bronx, NY
Job Title: Business Development Center (BDC) Representative Summary Responds to Internet customer inquires and ensures that the dealership actualizes its maximum profit potential on Internet sales.Ess ...
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Bronx,NY
Job Title: Business Development Center (BDC) Representative Summary Responds to Internet customer inquires and ensures that the dealership actualizes its maximum profit potential on Internet sales.Ess
Dealer Relationship Manager (Bilingual Spanish) Credito Real USA Finance LLC
Newark, NJ
POSITION SUMMARYFinBe USA is one of the nation?s top automobile loan providers and we are searching for ambitious, highly personable Area Sales Managers(Bilingual Spanish) to help us expand our dealer ...
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Newark,NJ
POSITION SUMMARYFinBe USA is one of the nation?s top automobile loan providers and we are searching for ambitious, highly personable Area Sales Managers(Bilingual Spanish) to help us expand our dealer
Senior Audit Project Manager - Retail Broker-Dealer U.S. Bank
New York, NY
At U.S. Bank, we?re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee ...
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New York,NY
At U.S. Bank, we?re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee
Commercial Broker Dealer Compliance Advisor - Senior Manager Capital One
New York, NY
Center 1 (19052), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial ...
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New York,NY
Center 1 (19052), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial
Broker Dealer Compliance - Assistant Vice President / Vice President iCapital
New York, NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and rec ...
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New York,NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and rec
Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance Scotiabank
New York, NY
Director, SCUSA CCO, Head of Broker Dealer Corporate Functions Compliance**Requisition ID:** 199204**Salary Range:** 174,700.00 - 286,000.00_Please note that the Salary Range shown is a guideline onl ...
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New York,NY
Director, SCUSA CCO, Head of Broker Dealer Corporate Functions Compliance**Requisition ID:** 199204**Salary Range:** 174,700.00 - 286,000.00_Please note that the Salary Range shown is a guideline onl
Risk Management - Liquidity Risk Management - Markets/Broker - Dealer Entities - Vice President JPMorgan Chase
New York, NY
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respon ...
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New York,NY
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respon
Automotive Accounting Clerk - Newark Nissan Hertrich Family of Automobile Dealers
Newark, NJ
Automotive Accounting Clerk /Automotive Accounting / Accounts Payable / Customer ServiceHertrich Family of Automobile Dealerships is seeking energetic and motivated full time Automotive Accounting Cle ...
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Newark,NJ
Automotive Accounting Clerk /Automotive Accounting / Accounts Payable / Customer ServiceHertrich Family of Automobile Dealerships is seeking energetic and motivated full time Automotive Accounting Cle
